INVESTMENTS AND SECURITIES ACT

Section 32: Role of securities exchange, capital trade point and other self regulatory organisations.

2007Section 32 of 316Federal Republic of Nigeria

(1) Subject to the powers of the Commission under this Act, a securities exchange, capital trade point or any other self regulatory organisation shall, as part of its primary responsibility, call for information from, inspect and conduct inquiries and audit of its members.
(2) A securities exchange, capital trade point or self regulatory organisation, shall at the end of every quarter file a detailed report on its surveillance and enforcement activities with the Commission.
(3) Nothing in this section shall preclude the Commission from carrying out inspections, or conducting enquiries or audit of any member of a securities exchange, capital trade point or other self regulatory organisation.

Cite this section

Section 32, INVESTMENTS AND SECURITIES ACT (2007).

https://repo.podus.ai/laws/investments-and-securities-act/section/32/