Section 33: Securities exchange, capital trade point or self regulatory organisation to give notice of disciplinary actions, etc.

Where a securities exchange capital trade point or other self regulatory organisation reprimands, fines, suspends, expels or otherwise takes disciplinary action against a member of the securities exchange, capital trade point or other self regulatory organisation, the securities exchange, capital trade point or self regulatory organisation shall, within 7 days notify the Commission in writing of the name and other particulars of the member, the nature of and reason for the action taken by the securities exchange, capital trade point or other self regulatory organisation against the affected member.